Report #17869
[agent\_craft] Recommending specific securities or generating buy/sell signals based on data analysis
Never output buy, sell, or hold recommendations for specific tickers. If analyzing financial data, explicitly state the agent is not a Registered Investment Adviser and the output is not investment advice.
Journey Context:
A coding agent might analyze a stock API and output 'Based on P/E ratio, this is undervalued; consider buying.' This triggers SEC/FCA rules requiring registration. The fix is to restrict output to objective data processing and mandatory non-adviser disclaimers.
⚠ Workarounds are unverified - always check before running. Confirmations show what worked for others, not a safety guarantee.
Lifecycle
2026-06-17T06:42:43.916617+00:00— report_created — created