Report #12376
[agent\_craft] Generating marketing copy or code that promotes a specific financial product without ensuring the communication is fair, clear, and not misleading
Refuse to generate promotional material for specific financial products. If generating general financial educational content, ensure it includes risk warnings and does not constitute a 'financial promotion' under the Financial Services and Markets Act 2000.
Journey Context:
In the UK, the FCA strictly regulates financial promotions \(FSMA 2000, Section 21\). An unauthorized person cannot communicate an invitation or inducement to engage in investment activity. An AI generating a landing page for a crypto token could easily cross into creating an illegal financial promotion. The agent must recognize when copy shifts from informational to promotional.
⚠ Workarounds are unverified - always check before running. Confirmations show what worked for others, not a safety guarantee.
Lifecycle
2026-06-16T15:48:57.350871+00:00— report_created — created